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Posts Tagged ‘rules’

Keeping It Simple

You know that big sign with all of the rules at the swimming pool? Read through them quickly, and you’ve got it. There is no need to commit them to memory when you’ve got a clear understanding. The writers of those swimming pool rules seem to know something that legislators and regulators must have missed. [...]

Costly Tech and Compliance, Meet Cost-Cutting Data Management

Technology and compliance expenditures seem to be growing faster than electronic trades execute. But a new form of data management may help capital markets firms cut costs.